About Us

We work collaboratively with our clients to build strong, sustainable relationships. Our team is committed to delivering consistent high standards of service, and we understand the importance of accessibility. Working with us, you'll enjoy open communication, meaning well scoped, properly resourced and effectively managed matters.

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Latest Case

Assisting on whole of government technology agreements November 2, 2017

Maddocks advised the Commonwealth Government’s Digital Transformation Agency (DTA) on its whole of government purchasing agreement with SAP. The DTA was set up in 2015 to assist government departments and agencies with digital transformation and … Continued

Latest News

Construction and Projects special counsel joins Maddocks January 17, 2018

17 January 2018 Maddocks has appointed Sefton Warner as a special counsel in the firm’s Construction and Projects team. Sefton brings to Maddocks extensive front-end construction projects experience, having worked on a number of major … Continued

Latest Article

2017: In Review – The biggest tech trends and events of the year January 17, 2018

2017 has been another frenetic and significant year for the technology sector. In keeping with Commvault and Maddocks’ joint mission to deliver you practical guidance, our end of year wrap-up highlights the most significant technology … Continued

Pip Bell Consultant

Background

Pip is an experienced funds management and financial services specialist. She has covered domestic and offshore regulated and unregulated funds, separately managed accounts, investment mandates, structured investment products, broking services and deposit products.

Prior to joining Maddocks, Pip held a number of private practice, in-house and regulatory roles, most recently at Westpac advising clients across Westpac Institutional Bank and BT Financial Group.

Legal expertise

Pip’s areas of expertise include:

  • product establishment and governance
  • investment management
  • custodian, distributor, broking and other service provider agreements
  • business restructures, offer document preparation and due diligence
  • issue of promotional material and investor communications
  • regulatory licensing and ongoing compliance obligations
  • client remediation and regulator engagement.

Relevant experience

Pip has assisted clients with:

  • financial product design and establishment
  • offer document preparation and due diligence
  • obtaining Australian financial services licences (AFSLs) and AFSL variations
  • obtaining class order and bespoke regulatory exemptions
  • registration of managed investment schemes
  • preparing, reviewing and updating compliance, risk management and product governance framework documents
  • business sales, acquisitions and transitions
  • negotiating agreements for trustee, investment manager, custody, broking, registry and administration services
  • responding to audit and regulator inquiries
  • resolving incidents and customer complaints