About Us

We work collaboratively with our clients to build strong, sustainable relationships. Our team is committed to delivering consistent high standards of service, and we understand the importance of accessibility. Working with us, you'll enjoy open communication, meaning well scoped, properly resourced and effectively managed matters.

Learn More

Latest Case

Advising on major deals in the technology sector March 21, 2017

The National Broadband Network (nbn) is one of the largest infrastructure projects ever undertaken in Australia. The nbn will connect Australian homes and businesses to a faster broadband landline and internet network by 2020. Maddocks … Continued

Latest News

Ready and responsive: Maddocks launches guide to Royal Commissions and inquiries April 11, 2017

Tuesday 11 April 2017 Companies, organisations and government entities are more likely than ever before to be involved in a Royal Commission or inquiry, according to a Maddocks commercial disputes partner. Speaking at the launch … Continued

Latest Article

Reading the tea leaves – How might the Government Procurement (Judicial Review) Bill provide additional avenues for challenging government procurement April 26, 2017

In February 2016, Australia and 11 other countries signed the Trans-Pacific Partnership (TPP), a free trade agreement between a range of countries in the Pacific region. Chapter 15 of the TPP includes a number of … Continued

Funds Management

Our dedicated, specialised Funds Management team advises on a full range of issues reflecting the managed fund lifecycle, including:

  • Australian Financial Services (AFS) licensing
  • fund establishment – wholesale funds and retail funds
  • compliance
  • investment structures
  • divestment strategies
  • termination.

Our client funds range from responsible entities of managed funds, trustees of wholesale funds, and custodians.

How can we help?

Our services include:

Funds Management

  • Establishment of wholesale and retail managed funds, registration and licencing of responsible entities, advice concerning regulation of managed funds
  • Preparation and review of information memoranda and product disclosure statements, advice in relation to regulatory issues, liaising with ASIC.

Mergers and Acquisitions

  • Restructure and re-organisation of managed funds; mergers, acquisitions and disposals
  • Asset divestment, responsible entity replacement, refinancing of managed funds and advice concerning financially distressed managed funds.

Licencing and Regulatory

  • Issue and variation of Australian Financial Services Licences
  • Dispute resolution, regulatory issues, breach notices and inquiries initiated by ASIC.

Disclosure Documents

  • Preparing and reviewing information memoranda and product disclosure statements and advising on compliance with disclosure requirements generally and member reporting.

Litigation and Dispute Resolution

  • Strategic advice on initiation and defence of proceedings in the funds management and superannuation sphere; general conduct and stewardship of proceedings.

Corporate Governance

  • Advice in relation to corporate governance issues, conflicts of interests and duty, delegations, codes of conduct and meeting protocols
  • Risk management and advice concerning regulatory issues arising with the regulator, ASIC.

Our dedicated, specialised Funds Management team advises on a full range of issues reflecting the managed fund lifecycle, including:

  • Australian Financial Services (AFS) licensing
  • fund establishment – wholesale funds and retail funds
  • compliance
  • investment structures
  • divestment strategies
  • termination.

Our client funds range from responsible entities of managed funds, trustees of wholesale funds, and custodians.

How can we help?

Our services include:

Funds Management

  • Establishment of wholesale and retail managed funds, registration and licencing of responsible entities, advice concerning regulation of managed funds
  • Preparation and review of information memoranda and product disclosure statements, advice in relation to regulatory issues, liaising with ASIC.

Mergers and Acquisitions

  • Restructure and re-organisation of managed funds; mergers, acquisitions and disposals
  • Asset divestment, responsible entity replacement, refinancing of managed funds and advice concerning financially distressed managed funds.

Licencing and Regulatory

  • Issue and variation of Australian Financial Services Licences
  • Dispute resolution, regulatory issues, breach notices and inquiries initiated by ASIC.

Disclosure Documents

  • Preparing and reviewing information memoranda and product disclosure statements and advising on compliance with disclosure requirements generally and member reporting.

Litigation and Dispute Resolution

  • Strategic advice on initiation and defence of proceedings in the funds management and superannuation sphere; general conduct and stewardship of proceedings.

Corporate Governance

  • Advice in relation to corporate governance issues, conflicts of interests and duty, delegations, codes of conduct and meeting protocols
  • Risk management and advice concerning regulatory issues arising with the regulator, ASIC.
Related News & Media