About Us

We work collaboratively with our clients to build strong, sustainable relationships. Our team is committed to delivering consistent high standards of service, and we understand the importance of accessibility. Working with us, you'll enjoy open communication, meaning well scoped, properly resourced and effectively managed matters.

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Latest Case

Advising on regional NSW prison projects June 17, 2018

Maddocks has worked on the tendering and procurement of various prison projects throughout regional NSW (including Cessnock, Silverwater, Dillwynia and Outer Metropolitan Multipurpose correctional centres), which involved the design and construction of the refurbishment of … Continued

Latest News

Maddocks appoints new People & Culture director June 18, 2018

Monday 18 June 2018 Law firm Maddocks has appointed Deborah Stonley to head its People & Culture team. Deborah has joined Maddocks from law firm Norton Rose Fulbright. She had previously been Director of People … Continued

Latest Article

Major changes in the HR space for Victorian Local Government June 12, 2018

Following extensive consultation with the community, the Local Government Bill 2018 (Vic) was introduced into Parliament on 23 May 2018. If enacted, the Bill will repeal and replace the Local Government Act 1989 (Vic). The … Continued

Funds Management

Our dedicated, specialised Funds Management team advises on a full range of issues reflecting the managed fund lifecycle, including:

  • Australian Financial Services (AFS) licensing
  • fund establishment – wholesale funds and retail funds
  • compliance
  • investment structures
  • divestment strategies
  • termination.

Our client funds range from responsible entities of managed funds, trustees of wholesale funds, and custodians.

How can we help?

Our services include:

Funds Management

  • Establishment of wholesale and retail managed funds, registration and licencing of responsible entities, advice concerning regulation of managed funds
  • Preparation and review of information memoranda and product disclosure statements, advice in relation to regulatory issues, liaising with ASIC.

Mergers and Acquisitions

  • Restructure and re-organisation of managed funds; mergers, acquisitions and disposals
  • Asset divestment, responsible entity replacement, refinancing of managed funds and advice concerning financially distressed managed funds.

Licencing and Regulatory

  • Issue and variation of Australian Financial Services Licences
  • Dispute resolution, regulatory issues, breach notices and inquiries initiated by ASIC.

Disclosure Documents

  • Preparing and reviewing information memoranda and product disclosure statements and advising on compliance with disclosure requirements generally and member reporting.

Litigation and Dispute Resolution

  • Strategic advice on initiation and defence of proceedings in the funds management and superannuation sphere; general conduct and stewardship of proceedings.

Corporate Governance

  • Advice in relation to corporate governance issues, conflicts of interests and duty, delegations, codes of conduct and meeting protocols
  • Risk management and advice concerning regulatory issues arising with the regulator, ASIC.

Our dedicated, specialised Funds Management team advises on a full range of issues reflecting the managed fund lifecycle, including:

  • Australian Financial Services (AFS) licensing
  • fund establishment – wholesale funds and retail funds
  • compliance
  • investment structures
  • divestment strategies
  • termination.

Our client funds range from responsible entities of managed funds, trustees of wholesale funds, and custodians.

How can we help?

Our services include:

Funds Management

  • Establishment of wholesale and retail managed funds, registration and licencing of responsible entities, advice concerning regulation of managed funds
  • Preparation and review of information memoranda and product disclosure statements, advice in relation to regulatory issues, liaising with ASIC.

Mergers and Acquisitions

  • Restructure and re-organisation of managed funds; mergers, acquisitions and disposals
  • Asset divestment, responsible entity replacement, refinancing of managed funds and advice concerning financially distressed managed funds.

Licencing and Regulatory

  • Issue and variation of Australian Financial Services Licences
  • Dispute resolution, regulatory issues, breach notices and inquiries initiated by ASIC.

Disclosure Documents

  • Preparing and reviewing information memoranda and product disclosure statements and advising on compliance with disclosure requirements generally and member reporting.

Litigation and Dispute Resolution

  • Strategic advice on initiation and defence of proceedings in the funds management and superannuation sphere; general conduct and stewardship of proceedings.

Corporate Governance

  • Advice in relation to corporate governance issues, conflicts of interests and duty, delegations, codes of conduct and meeting protocols
  • Risk management and advice concerning regulatory issues arising with the regulator, ASIC.