About Us

We work collaboratively with our clients to build strong, sustainable relationships. Our team is committed to delivering consistent high standards of service, and we understand the importance of accessibility. Working with us, you'll enjoy open communication, meaning well scoped, properly resourced and effectively managed matters.

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Latest Case

Providing strategic advice on expansion structures November 16, 2018

Founded in Bondi Beach in 2012, Bailey Nelson has rapidly grown into a global eyewear retailer and service provider with boutiques in Australia, London, Canada and New Zealand. The strong demand for their products and … Continued

Latest News

Maddocks advises Audinate on its capital raising June 6, 2019

Thursday 6 June 2019 Maddocks has advised ASX listed audio technology company Audinate Group Limited on its successful equity raising to accelerate growth. As announced to ASX on 6 June 2019, more than 2.8 million … Continued

Latest Article

Freedom of Information professional standards June 14, 2019

Part IB of the Freedom of Information Act 1982 (Vic) (FOI Act) provides the Information Commissioner with the power to develop professional standards relating to the conduct of agencies in performing functions under the FOI … Continued

Funds Management

Our dedicated, specialised Funds Management team advises on a full range of issues reflecting the managed fund lifecycle, including:

  • Australian Financial Services (AFS) licensing
  • fund establishment – wholesale funds and retail funds
  • compliance
  • investment structures
  • divestment strategies
  • termination.

Our client funds range from responsible entities of managed funds, trustees of wholesale funds, and custodians.

How can we help?

Our services include:

Funds Management

  • Establishment of wholesale and retail managed funds, registration and licencing of responsible entities, advice concerning regulation of managed funds
  • Preparation and review of information memoranda and product disclosure statements, advice in relation to regulatory issues, liaising with ASIC.

Mergers and Acquisitions

  • Restructure and re-organisation of managed funds; mergers, acquisitions and disposals
  • Asset divestment, responsible entity replacement, refinancing of managed funds and advice concerning financially distressed managed funds.

Licencing and Regulatory

  • Issue and variation of Australian Financial Services Licences
  • Dispute resolution, regulatory issues, breach notices and inquiries initiated by ASIC.

Disclosure Documents

  • Preparing and reviewing information memoranda and product disclosure statements and advising on compliance with disclosure requirements generally and member reporting.

Litigation and Dispute Resolution

  • Strategic advice on initiation and defence of proceedings in the funds management and superannuation sphere; general conduct and stewardship of proceedings.

Corporate Governance

  • Advice in relation to corporate governance issues, conflicts of interests and duty, delegations, codes of conduct and meeting protocols
  • Risk management and advice concerning regulatory issues arising with the regulator, ASIC.

Our dedicated, specialised Funds Management team advises on a full range of issues reflecting the managed fund lifecycle, including:

  • Australian Financial Services (AFS) licensing
  • fund establishment – wholesale funds and retail funds
  • compliance
  • investment structures
  • divestment strategies
  • termination.

Our client funds range from responsible entities of managed funds, trustees of wholesale funds, and custodians.

How can we help?

Our services include:

Funds Management

  • Establishment of wholesale and retail managed funds, registration and licencing of responsible entities, advice concerning regulation of managed funds
  • Preparation and review of information memoranda and product disclosure statements, advice in relation to regulatory issues, liaising with ASIC.

Mergers and Acquisitions

  • Restructure and re-organisation of managed funds; mergers, acquisitions and disposals
  • Asset divestment, responsible entity replacement, refinancing of managed funds and advice concerning financially distressed managed funds.

Licencing and Regulatory

  • Issue and variation of Australian Financial Services Licences
  • Dispute resolution, regulatory issues, breach notices and inquiries initiated by ASIC.

Disclosure Documents

  • Preparing and reviewing information memoranda and product disclosure statements and advising on compliance with disclosure requirements generally and member reporting.

Litigation and Dispute Resolution

  • Strategic advice on initiation and defence of proceedings in the funds management and superannuation sphere; general conduct and stewardship of proceedings.

Corporate Governance

  • Advice in relation to corporate governance issues, conflicts of interests and duty, delegations, codes of conduct and meeting protocols
  • Risk management and advice concerning regulatory issues arising with the regulator, ASIC.